News

Industry news graphic

The 3 C’s

The increasing focus on Conduct, Culture, and Competence

Company news graphic

Press Release: Quarter 3 2020

Trailight continues to see strong growth across business lines.

Regulatory news graphic

Extension of SM&CR implementation period for solo firms

The FCA recently published an update and reminder about SM&CR for solo-regulated firms with the consultation on extending the Conduct Rules and Directory submissions deadline to 31st March 2021 now closed.

Regulatory news graphic

Delay to F&P Deadline for FCA Solo Regulated Firms

The deadline for solo-regulated firms to have undertaken the first assessment of the fitness and propriety of their Certified Persons has been delayed from 9 December 2020 until 31 March 2021.

Industry news graphic

FCA Discussion Paper DP20/2

A new UK prudential regime for MiFID investment firms

Industry news graphic

FCA update on the Qualifications 48-month Rule

The FCA has published details of the action firms can take where employees are working towards a professional qualification subject to Training & Competence Rules and Guidance

Industry news graphic

SM&CR and COVID-19: Collaborating from home

The Global Covid-19 pandemic may have thrust upon us the single largest reason to accelerate corporate digital transformation, and it may be here to stay.

Company news graphic

Press Release: Q1 2020 and Covid-19

Trailight continues to serve our customers in difficult Global conditions.

Industry news graphic

Important FCA and PRA Coronavirus Update for SM&CR

Below is some important messaging from the FCA and PRA for Dual and Solo Firms that offers significant flexibility to SM&CR requirements.

Industry news graphic

FCA Update – SM&CR and Coronavirus

As the world responds to the coronavirus, almost every part of the financial market is being stress tested like never before.