Following on from the UK’s Senior Manager & Certification Regime, other similar regulatory regimes soon followed suit.
Trailight continues to see strong growth across business lines.
The FCA recently published an update and reminder about SM&CR for solo-regulated firms with the consultation on extending the Conduct Rules and Directory submissions deadline to 31st March 2021 now closed.
A new UK prudential regime for MiFID investment firms
The FCA has published details of the action firms can take where employees are working towards a professional qualification subject to Training & Competence Rules and Guidance
Trailight continues to serve our customers in difficult Global conditions.
DP20/1: Transforming culture in financial services – Driving purposeful culture.
Important Proposals Announced in FCA in Quarterly Consultation 27
Trailight rounds off the year with yet more client wins for its IAR solution.
Trailight continues to win key customers with its Senior Managers and Certification Regime regulatory compliance solution.