Regulatory news graphic

Extension of SM&CR implementation period for solo firms

The FCA recently published an update and reminder about SM&CR for solo-regulated firms with the consultation on extending the Conduct Rules and Directory submissions deadline to 31st March 2021 now closed.

Industry news graphic

FCA Discussion Paper DP20/2

A new UK prudential regime for MiFID investment firms

Industry news graphic

FCA update on the Qualifications 48-month Rule

The FCA has published details of the action firms can take where employees are working towards a professional qualification subject to Training & Competence Rules and Guidance

Company news graphic

Press Release: Q1 2020 and Covid-19

Trailight continues to serve our customers in difficult Global conditions.

Market insights graphic

FCA Transforming culture in financial services

DP20/1: Transforming culture in financial services – Driving purposeful culture.

Regulatory news graphic

FCA Quarterly Consultation – March 2020

Important Proposals Announced in FCA in Quarterly Consultation 27

Company news graphic

Press Release: SM&CR and Trailight’s Final Quarter

Trailight rounds off the year with yet more client wins for its IAR solution.

Company news graphic

Press Release: Trailight Growth

Trailight continues to win key customers with its Senior Managers and Certification Regime regulatory compliance solution.

Company news graphic

Press Release: New Board Member

Trailight is pleased to announce that Dirk Young has joined the board as a non-executive of Trailight as of 15th November. 

Company news graphic

Trailight announces partnership with Medius Consulting

Medius consulting, a compliance consultancy, and Trailight have agreed partnership terms with the aim of providing a blended full-service provision to help firms manage the set