Managing Singapore’s Individual Accountability and Conduct Regime
Trailight secures £3m in funding for International Expansion
Trailight enters 2021 with strong growth across the business.
Following on from the UK’s Senior Manager & Certification Regime, other similar regulatory regimes soon followed suit.
Trailight continues to see strong growth across business lines.
The FCA recently published an update and reminder about SM&CR for solo-regulated firms with the consultation on extending the Conduct Rules and Directory submissions deadline to 31st March 2021 now closed.
A new UK prudential regime for MiFID investment firms
The FCA has published details of the action firms can take where employees are working towards a professional qualification subject to Training & Competence Rules and Guidance
Trailight continues to serve our customers in difficult Global conditions.
DP20/1: Transforming culture in financial services – Driving purposeful culture.