News

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SM&CR and COVID-19: Collaborating from home

The Global Covid-19 pandemic may have thrust upon us the single largest reason to accelerate corporate digital transformation, and it may be here to stay.

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Important FCA and PRA Coronavirus Update for SM&CR

Below is some important messaging from the FCA and PRA for Dual and Solo Firms that offers significant flexibility to SM&CR requirements.

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FCA Update – SM&CR and Coronavirus

As the world responds to the coronavirus, almost every part of the financial market is being stress tested like never before.

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“Keep your eye firmly on SMCR regulation” – FT Adviser

Mark Greenwood writing in the FT Adviser outlines why firms should be continuing to keep their eyes on SMCR regulation during 2020.

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“Are your employees fit and proper?” – FT Adviser

Mark Greenwood writing in the FT outlines the three main concepts that the SMCR new rules and guidance are based on, and which all firms must follow.

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“SMCR has moved up the agenda” – FT Adviser

Louise Skinner writing in the FT outlines how SMCR has become a key consideration for financial firms.