You could be forgiven for questioning how European regulation might impact financial services organisations in the coming months and years.
A Tiered approach for over 46,000 firms
A whitepaper which provides insights from Medius Consulting as we approach the first anniversary of the initial implementation of the Senior Managers Regime in the UK.
Trailight hosted it’s launch event in fabulous style at 58 Victoria Embankment in Central London. We were joined by over 70 professionals from across the industry (50% under
How KPIs can allow you to link Individual Accountability Regime (IAR) requirements to company performance – By Charles Cattell.
Of particular relevance is section 14 – Knowledge and Competence requirements – which examines the impact these will have on competence management and T&C
Valuable lessons and pointers for Accountability 1 and Accountability 2 (2018 extension) firms.
This is an important development, as part of the new account regimes, which will present additional challenges for firms.
Key guidance on what the regulator will expect Senior Manager Functions (SMFs) to evidence to demonstrate they have taken “reasonable steps”.
A whitepaper designed to help you prepare for the extension of the Individual Accountability Regime to all sectors of the financial services industry by – By Charles Cattell.