DP20/1: Transforming culture in financial services – Driving purposeful culture.
Important Proposals Announced in FCA in Quarterly Consultation 27
On the 9th February, the FCA issued a new multiple amendment template for the FCA Directory. This builds on the multiple add template published last year.
Mark Greenwood writing in the FT Adviser outlines why firms should be continuing to keep their eyes on SMCR regulation during 2020.
Mark Greenwood writing in the FT outlines the three main concepts that the SMCR new rules and guidance are based on, and which all firms must follow.
The regulatory dangers of spreadsheets and shared drives.
HR Systems vs. Regulatory Compliance
Louise Skinner writing in the FT outlines how SMCR has become a key consideration for financial firms.
Trailight rounds off the year with yet more client wins for its IAR solution.
Trailight continues to win key customers with its Senior Managers and Certification Regime regulatory compliance solution.