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Have you made the FCA Business Plan your business?

FCA cross-sector priorities – Conduct and Culture Remember what an FCA Director of Supervision once said?

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Macmillan Coffee Morning 2017

Another tasty success at this years Macmillan Coffee Morning! What a fantastic effort from all bakers, fakers and eaters here at Trailight…

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Ensuring Fair Customer Outcomes from Canary Wharf to Delhi

Our focus on culture and governance in financial services and its impact on individuals and firms conduct is a priority.

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IDD – What’s it all about?

The Insurance Distribution Directive (not to be confused with the Initial Disclosure Document!) will replace the Insurance Mediation Directive (IMD) which was introduced in 2005.

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MiFID II – Increased Focus on Competence

You could be forgiven for questioning how European regulation might impact financial services organisations in the coming months and years.

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SMR : Taking sufficiently reasonable steps to comply

A whitepaper which provides insights from Medius Consulting as we approach the first anniversary of the initial implementation of the Senior Managers Regime in the UK.

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SMCR: Paperwork or Performance?

Trailight hosted it’s launch event in fabulous style at 58 Victoria Embankment in Central London. We were joined by over 70 professionals from across the industry (50% under

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Using KPIs to tackle individual accountability

How KPIs can allow you to link Individual Accountability Regime (IAR) requirements to company performance – By Charles Cattell.

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FCA CP 16/29 MiFID II Consultation Paper III

Of particular relevance is section 14 – Knowledge and Competence requirements – which examines the impact these will have on competence management and T&C